FNZ UK is pleased to confirm the successful conclusion of the Section 166 review, which was completed in April 2025, and the associated Voluntary Requirement (VREQ), which has now been lifted.
FNZ UK has worked closely with the FCA to strengthen its governance, delivery, risk management and operational frameworks. As part of this process, the business has invested significantly in strengthening these functions, implementing a wide-ranging programme of enhancements, supported by a more experienced leadership team and improved internal capabilities.
FNZ UK is grateful to the FCA for its constructive engagement and support throughout this process. FNZ UK is today a stronger, more disciplined and more resilient organisation.
The company remains committed to maintaining an open and transparent relationship with the regulator and to upholding the highest standards of governance, risk management and operational discipline.
Above all we are focused on delivering for our valued clients and driving our mission of “opening up wealth”, making wealth management more accessible to more people.